CastleArk Large Growth ETF

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An actively managed exchange traded fund seeking long-term capital appreciation through a concentrated growth portfolio of predominantly U.S companies having market capitalizations greater than $4 billion at time of purchase. The investment team seeks to invest in businesses possessing a superior franchise, potentially making them more immune to disruption, and possibly allowing them to generate sustainable growth, high profitability, and abundant free cash flow.

  1. Key Factor Drivers:

    In our opinion, profitability, industry structure, and free cash flow production are more important than the rate of revenue growth as drivers of excess performance over most medium and longer-term time investment horizons.

  2. Disruption Avoidance:

    Disruption is a permanent risk to incumbency; however, we believe overconfidence biases exist in growth stocks as the ability to predict the indisputable winner in a new industry is typically low at an early stage in a company’s life.

  3. Valuation Risk Evaluation:

    Growth company stock prices are often structurally overvalued for the cash flows they eventually generate, and their premiums over other stocks are often distorted by investor behavior, potentially amplifying risk.


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Key Facts

Investment Objective The CastleArk Large Growth ETF (the "Fund")
seeks long-term capital appreciation.
Inception Date 12/6/2023
Benchmark Russell 1000 Growth Index
Net Assets TBD
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Shares Outstanding TBD
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30-day median bid/ask spread TBD
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Number of Holdings TBD
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Distribution Frequency Annual


Gross Expense Ratio 0.54%

Trading Information

Ticker CARK
CUSIP 00791R608
ISIN US00791R6080
Exchange NYSE


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Premium Discount

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Days > +/- 0.5% of NAV
Percent > +/- 0.5% of NAV
Greatest Premium
Greatest Discount


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Performance data quoted represents past performance and is no guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the original cost. Returns for periods of less than one year are not annualized.

The market price returns are based on the official closing price of an ETF share or, if the official closing price isn't available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share, and do not represent the returns you would receive if you traded shares at other times. NAVs are calculated using prices as of 4:00 PM Eastern Time. The first trading date is typically after the fund inception date. Therefore, NAV is used to calculate market returns prior to the first trade date because there is no bid/ask spread until the fund starts trading.

30-Day SEC
Unsubsidized Yield


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12 Month Distribution Rate


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30-Day SEC Unsubsidized Yield: Represents net investment income earned by a fund over a 30-day period, expressed as an annual percentage rate based on the fund's share price at the end of the 30-day period. Unsubsidized yield does not adjust for any fee waivers and/or expense reimbursements in effect.

12 Month Distribution Rate: The sum of a fund's total trailing 12-month interest and dividend payments divided by the most recent day's ending share price (NAV).

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Past performance is no guarantee of future results. Investment returns will fluctuate and it is possible to lose money.



  Total Paid Ordinary Dividends Reinvest Price


As of 12/07/2023

Top 10 Holdings

Download Full Holdings

Company Name Ticker CUSIP Quantity Portfolio %

Holdings are subject to change

Sum of weightings may not equal 100% due to rounding

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Sectors Portfolio %
Information Technology TBD
Consumer Discretionary TBD
Health Care TBD
Communication Services TBD
Financials TBD
Industrials TBD
Consumer Staples TBD
Energy TBD

Sum of weightings may not equal 100% due to rounding


Jerome Castellini

Co-Founder, Co-CIO, Portfolio Manager

Dan Becker, CFA

Principal, Co-CIO, Portfolio Manager

Quentin Ostrowski, CFA

Principal, Portfolio Manager


Carefully consider the Fund's investment objectives, risk factors, charges and expenses before investing. This and additional information can be found on the Fund's full or summary prospectus, which may be obtained by visiting website or by calling phone number 1-866-777-0504. Read the prospectus carefully before investing.

Risk Disclosure:

Investing involves risk, including possible loss of principal. There is no guarantee the Fund will achieve its stated investment objectives.

The Fund may trade securities actively, which could increase its transaction costs (thereby lowering its performance) and could increase the amount of taxes you owe by generating short-term gains, which may be taxed at a higher rate.

Because the Fund is new, investors in the Fund bear the risk that the Fund may not be successful in implementing its investment strategy, may not employ a successful investment strategy, or may fail to attract sufficient assets under management to realize economies of scale, any of which could result in the Fund being liquidated at any time without shareholder approval and at a time that may not be favorable for all shareholders. Such liquidation could have negative tax consequences for shareholders and will cause shareholders to incur expenses of liquidation.

Investments in mid-capitalization companies typically exhibit higher volatility.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the funds. Brokerage commissions will reduce returns.

The Fund is distributed by SEI Investments Distribution Co (SIDCO, 1 Freedom Valley Drive, Oaks, PA 19456) which is not affiliated with CastleArk Management, LLC.

Jerome A. Castellini

Founder, President, Co-Chief Investment Officer

Founded CastleArk 1999
Investment Experience since: 1979
University of Notre Dame, BS, Economics 1979
University of Chicago, MBA, Finance: 1982

In 1999, Jerry co-founded CastleArk Management LLC. He serves as the firm’s President and CIO. Jerry has been a frequent contributor on CNBC for over 20 years.

Dan Becker, CFA

Principal, Co-Chief Investment Officer

Joined CastleArk 2020
Investment Experience since: 1989
University of Wisconsin, BS, Mathematical Economics 1987
University of Wisconsin, MS, Finance and Investments: 1989

Dan joined CastleArk as the Co-Chief Investment Officer in 2020.

Quentin Ostrowski, CFA

Vice President, Portfolio Manager, Principal

Joined CastleArk 2003
Investment Experience since: 1988
Northern Illinois University, BS, Business: 1988

Quentin joined CastleArk in 2003 as a research analyst on the large cap growth team.